Securities Division Legacy System Replacement

The Arizona Corporation Commission (ACC) is replacing two legacy database systems and supporting spreadsheets used by the Agency's Securities Division, with a fully integrated and configurable commercial-off-the-shelf (COTS) electronic processing system for handling both enforcement cases and registration/compliance matters.  This will eliminate the risks associated with the outdated and incompatible systems, reduce the administrative burden on staff, reduce paper storage costs, and enhance customer service.